0001279042-13-000002.txt : 20131010
0001279042-13-000002.hdr.sgml : 20131010
20131010163819
ACCESSION NUMBER: 0001279042-13-000002
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20131010
DATE AS OF CHANGE: 20131010
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: DOVER DOWNS GAMING & ENTERTAINMENT INC
CENTRAL INDEX KEY: 0001162556
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 510414140
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-78179
FILM NUMBER: 131146284
BUSINESS ADDRESS:
STREET 1: 1131 N DUPONT HWY
CITY: DOVER
STATE: DE
ZIP: 19901
BUSINESS PHONE: 3026744600
MAIL ADDRESS:
STREET 1: P O BOX 843
CITY: DOVER
STATE: DE
ZIP: 19903
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NORDEA NORTH AMERICAN VALUE FUND
CENTRAL INDEX KEY: 0001279042
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: PO BOX 562
STREET 2: L 2015
CITY: LUXEMBOURG
STATE: N4
ZIP: 00000
MAIL ADDRESS:
STREET 1: PO BOX 562
STREET 2: L 2015
CITY: LUXEMBOURG
STATE: N4
ZIP: 00000
SC 13G/A
1
nordeadde.txt
DDE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Name of Issuer)
Dover Downs Gaming & Entertainment, Inc.
(Title of Class of Securities)
Common Stock
(CUSIP Number)
260095104
Rule 13d-1(c)
(Date of Event Which Requires Filing of This Statement)
September 30, 2013
NAME OF REPORTING PERSON
Nordea Investment Funds S.A.
I.R.S. IDENTIFICATION NO.
00-0000000
MEMBER OF A GROUP?
(b) NO*
PLACE OF ORGANIZATION
Luxembourg
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
SOLE VOTING POWER 0
SHARED VOTING POWER 144,860
SOLE DISPOSITIVE POWER 0
SHARED DISPOSITIVE POWER 144,860
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
144,860
AGGREGATE AMOUNT BENEFICIALLY OWNED EXCLUDES CERTAIN SHARES
(no)
PERCENT OF CLASS REPRESENTED BY AGGREGATE AMOUNT BENEFICIALLY
OWNED
0.82%
TYPE OF REPORTING PERSON
00
ITEMS 1 - 10 OF GENERAL INSTRUCTIONS
Item 1.
(a)Name of Issuer: Dover Downs Gaming & Entertainment, Inc.
(b)Address of Issuer: P O BOX 843, Dover, DE 19903
Item 2.
(a)Name of Person Filing: Nordea Investment Funds S.A.
(b)Address of Person Filing: 672, rue de Neudorf, Findel, P.O.Box 782,
L-2017, Luxembourg
(c)Citizenship: Luxembourg
(d)Title of Class of Securities: Common Stock
(e)CUSIP Number: 260095104
Item 3.
N/A
Item 4. Ownership
Nordea Investment Funds S.A.
(a)Amount Beneficially Owned: 144,860
(b)Percent of Class: 0.86%
(c)Number of Shares as to which such person has:
(i)sole power to vote or to direct the vote: 0
(ii)shared power to vote or to direct the vote: 144,860
(iii)sole power to dispose or to direct the disposition of: 0
(iv)shared power to dispose or to direct the disposition of: 144,860
Item 5. Ownership of Five Percent or Less of Class:
YES
Item 6. Ownership of More than Five Percent on Behalf of Another
Person: N/A
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company: N/A
Item 8. Identification and Classification of Members of the Group: N/A
Item 9. Notice of Dissolution of Group:
N/A
Item 10. Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
* Private Capital Management ("PCM") holds primary despositive power over
shares held by the North American Value Fund. PCM serves as the Fund's
Investment Sub-Manager.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
Date: October 10, 2013
/s/ Charles Atkins
_____________________________________
Charles Atkins
as Agent